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Clarksville, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritrade, Inc. | Parsippany | NJ | 01/2003 | 09/2023 |
| Charles Schwab | Westlake | TX | 09/2023 | 01/2024 |
| Free State Financial Planning, Llc | Highland | MD | 01/2024 | Present |
Name: FINRA, Role: FINRA Arbitrator, Type: Other, Start Date: 06/15/2020, Investment Related?: No, Address: 1735 K Street, NW, Washington, DC 20006, Number of Hours/Mo: 0, Duties: Arbitrator for customer complaints and dispute resolution. St. Paul's Lutheran Church|Investment Related:No|11795 Scaggsville Rd.;Fulton;MD;20759;USA|Nonprofit Charitable Organizations|Financial Secretary|2022-06-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am the financial secretary of the church and a member of the church's council. I am responsible for tracking donations for church members, preparing with the Treasurer an annual budget and reporting to the congregation on donations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-07 |
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