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Current Employers
Free State Financial Planning, Llc

Clarksville, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-08
  • MD RA
    APPROVED
    Since 2024-04-08

Branch Locations

Clarksville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade, Inc. Parsippany NJ 01/2003 09/2023
Charles Schwab Westlake TX 09/2023 01/2024
Free State Financial Planning, Llc Highland MD 01/2024 Present
Previous Registrations
  • 2014-02-10 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Columbia, MD
    Clarksville, MD
    Columbia, MD
    Gaithersburg, MD
  • 2014-02-10 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Columbia, MD
    Clarksville, MD
    Columbia, MD
    Gaithersburg, MD
  • 2004-06-08 → 2014-02-10
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Bellevue, NE
Other Businesses

Name: FINRA, Role: FINRA Arbitrator, Type: Other, Start Date: 06/15/2020, Investment Related?: No, Address: 1735 K Street, NW, Washington, DC 20006, Number of Hours/Mo: 0, Duties: Arbitrator for customer complaints and dispute resolution. St. Paul's Lutheran Church|Investment Related:No|11795 Scaggsville Rd.;Fulton;MD;20759;USA|Nonprofit Charitable Organizations|Financial Secretary|2022-06-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am the financial secretary of the church and a member of the church's council. I am responsible for tracking donations for church members, preparing with the Treasurer an annual budget and reporting to the congregation on donations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-07
  • S65 Uniform Investment Adviser Law Examination
    2004-06-07
Designations
Other Names
  • John Francis Bell
  • John Francis Bell
  • John Bell

View on SEC IAPD

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