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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-17
TX RA APPROVED 2026-02-17
  • CA RA
    APPROVED
    Since 2026-02-17
  • TX RA
    APPROVED
    Since 2026-02-17

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Evoke Advisors

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-02
CA RA APPROVED 2024-10-01
  • TX RA
    APPROVED_RES
    Since 2024-10-02
  • CA RA
    APPROVED
    Since 2024-10-01

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crescent Bay Advisors, Inc. Corona Del Mar CA 11/2012 07/2024
Evoke Advisors Los Angeles CA 08/2024 Present
Mai Capital Management, Llc Cleveland OH 01/2026 Present
Previous Registrations
  • 2018-11-07 → 2024-09-20
    Crescent Bay Advisors, Llc
    Beverly Hills, CA
    Corona Del Mar, CA
    Corona Del Mar, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-07
S63 Uniform Securities Agent State Law Examination 2001-07-09
  • S65 Uniform Investment Adviser Law Examination
    2018-11-07
  • S63 Uniform Securities Agent State Law Examination
    2001-07-09
Other Names
  • Joe Warsavsky

View on SEC IAPD

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