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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
TX RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

800 Nw 62Nd Ave Ste 120, Miami, FL 33126 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Tallahassee FL 11/2004 03/2017
Massachusetts Mutual Life Insurance Company West Palm Beach FL 03/2017 04/2019
Mml Investors Services, Llc Fort Lauderdale FL 03/2017 04/2019
Msi Financial Services Tallahassee FL 07/2016 03/2017
Prudential Insurance Company Of America Boca Raton FL 04/2019 Present
Pruco Securities, Llc. Boca Raton FL 04/2019 11/2024
Lpl Enterprise, Llc Boca Raton FL 11/2024 Present
  • 11/2004 → 03/2017
    Metlife Securities Inc
    Tallahassee, FL
  • 03/2017 → 04/2019
    Massachusetts Mutual Life Insurance Company
    West Palm Beach, FL
  • 03/2017 → 04/2019
    Mml Investors Services, Llc
    Fort Lauderdale, FL
  • 07/2016 → 03/2017
    Msi Financial Services
    Tallahassee, FL
  • 04/2019 → Present
    Prudential Insurance Company Of America
    Boca Raton, FL
  • 04/2019 → 11/2024
    Boca Raton, FL
  • 11/2024 → Present
    Boca Raton, FL
Previous Registrations
  • 2021-09-15 → 2024-11-14
    West Palm Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Miami, FL
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-05
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S65 Uniform Investment Adviser Law Examination
    2021-08-05
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08
Other Names
  • Rich Alfieri

View on SEC IAPD

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