Brian David Williams

Current Employers

Employment History

• 01/2009 → Present
  W Financial Llc
  Denver, CO
• 09/2009 → Present
  Lpl Financial Llc
  Greenwood Village, CO

Other Businesses

(1) 11/06/2009: GREENSPON & WILLIAMS WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 11/06/2009: G&W WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (3) 02/17/2010: W FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NO TIME SPENT - LLC SET UP FOR TAX PURPOSES. (4) 02/17/2010: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - SELLING FIXED INSURANCE - LIFE & FIXED ANNUITIES. (5) 05/02/2011: COLORADO FINANCIAL PARTNERS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (6) 4/6/2021 - 336 Grant Street Unit 402 LLC - Investment Related - 336 Grant Street - Real Estate Rental - Started 03/25/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Rental Income. (7) 07/06/2026 - Nova Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/25/2026 - 5 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-07
• S63 Uniform Securities Agent State Law Examination
  2000-05-04