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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-20
WI RA APPROVED 2009-02-20
  • TX RA
    APPROVED
    Since 2009-02-20
  • WI RA
    APPROVED
    Since 2009-02-20

Branch Locations

Franklin, WI • United States

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Brookfield WI 02/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-02-24
    Morgan Stanley & Co. Llc
    Wauwatosa, WI
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wauwatosa, WI
    Wauwatosa, WI
Other Businesses

TO SERVE AS PRESIDENT WITH THE GREENDALE CHAMBER OF COMMERCE. TO SERVE AS TREASURER WITH THE ROOT RIVER JUNIOR WOMAN'S CLUB

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-24
  • S66 Uniform Combined State Law Examination
    1999-09-24
Designations
Other Names
  • Lynn Marie Kusche
  • Lynn M Magner

View on SEC IAPD

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