Yasemin Tuzun

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-06

TX RA
APPROVED

Since 2016-10-06

Branch Locations

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Houston	TX	09/2016	Present
Ids Life Insurance Company	Houston	TX	04/2001	09/2016
American Express Financial Advisors Inc	Houston	TX	04/2001	09/2016

09/2016 → Present

Lpl Financial, Llc

Houston, TX
04/2001 → 09/2016

Ids Life Insurance Company

Houston, TX
04/2001 → 09/2016

American Express Financial Advisors Inc

Houston, TX

Previous Registrations

2002-10-02 → 2016-08-12

Ameriprise Financial Services, Llc

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1. 02/05/2018 - Wealth Standard Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/01/2018 - 160 Hours Per Month/160 During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-28

S66 Uniform Combined State Law Examination

2002-01-28

View on SEC IAPD