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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-07-18
GA RA APPROVED 2004-08-26
  • TX RA
    APPROVED_RES
    Since 2006-07-18
  • GA RA
    APPROVED
    Since 2004-08-26

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 05/2001 Present
Bank Of America,N.A. Alpharetta GA 06/2011 Present
Other Businesses

I*370912For profit or not for profit: Name of outside business organization: Concord Baptist ChurchInvestment related: NAddress of business: Cumming, Georgia, 30028, United StatesNature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Finance committee for the church. I have had the church sign the firm letter stating that I am not paid, have no individual decision making authority, will not be on any accounts or have access to fund, and the church understands firm not responsible I*2213290, Entity Type: Entity For Profit, Name of OBA: C L R, Address: Cumming, Georgia, 30040, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 03/10/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: This is just an LLC to hold a rental property. The rental property is a residential property that will be rented out for non-commercial purposes (i.e. a family renting it to live in). I will the sole member of the LLC. I will be renting out the property for rental income and ultimately the appreciation of the land the rental house is on. This is an investment in real estate and the only income I will receive is the rental income from the home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-23
  • S66 Uniform Combined State Law Examination
    2001-07-23
Other Names
  • Shaun Wright
  • Samuel Shaun Wright

View on SEC IAPD

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