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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-07-18 |
| GA | RA | APPROVED | 2004-08-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 05/2001 | Present |
| Bank Of America,N.A. | Alpharetta | GA | 06/2011 | Present |
I*370912For profit or not for profit: Name of outside business organization: Concord Baptist ChurchInvestment related: NAddress of business: Cumming, Georgia, 30028, United StatesNature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Finance committee for the church. I have had the church sign the firm letter stating that I am not paid, have no individual decision making authority, will not be on any accounts or have access to fund, and the church understands firm not responsible I*2213290, Entity Type: Entity For Profit, Name of OBA: C L R, Address: Cumming, Georgia, 30040, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 03/10/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: This is just an LLC to hold a rental property. The rental property is a residential property that will be rented out for non-commercial purposes (i.e. a family renting it to live in). I will the sole member of the LLC. I will be renting out the property for rental income and ultimately the appreciation of the land the rental house is on. This is an investment in real estate and the only income I will receive is the rental income from the home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-23 |
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