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Current Employers
Cws Investments

14 Corporate Plaza Ste. 210, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2019-03-13
  • CA RA
    APPROVED_RES
    Since 2019-03-13

Branch Locations

Denver, CO • United States

14 Corporate Plaza Ste. 210, Newport Beach, CA 92660 • United States

14 Corporate Plaza, Suite 210, Newport Beach, CA 92660 • UNITED STATES

14 Corporate Plaza, Ste 210, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Advisers Los Angeles CA 04/2003 Present
Cws Investments Newport Beach CA 01/2019 Present
  • 04/2003 → Present
    Cornerstone Advisers
    Los Angeles, CA
  • 01/2019 → Present
    Newport Beach, CA
Other Businesses

Ascentris - client relations for institutional (public pension plans) real estate investors (40hrs per week) - Salary

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-12
  • S63 Uniform Securities Agent State Law Examination
    2001-09-12

View on SEC IAPD

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