Dory Ann Rodriguez

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial, Llc
  Lisle, IL
• 12/2012 → 01/2025
  Highpoint Advisor Group Llc(Dba:HIghpoint Planning Partners Llc)
  Downers Grove, IL
• 12/2024 → Present
  Apollon Financial, Llc
  Downers Grove, IL

Previous Registrations

• 2021-12-17 → 2025-01-16
  Highpoint Planning Partners
  Lisle, IL
  Downers Grove, IL
  Oak Park, IL
• 2013-01-17 → 2021-12-31
  Highpoint Planning Partners
  Lisle, IL
  Downers Grove, IL
• 2001-09-24 → 2012-12-20
  Securian Financial Services, Inc.
  Oak Brook, IL
  Downers Grove, IL

Other Businesses

1) 12/12/2012 - Leaders Partners, Inc.-Investment Related - Non-Variable Insurance . 2) 04/15/2013 - HighPoint Planning Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 3) 8/27/2013: NON-VARIABLE INSURANCE - PRINCIPAL FINANCIAL - DISABLITY INSURANCE SALES. - TIME SPENT 15% - DOWNERS GROVE, IL. 4) 08/08/2014 - HighPoint Advisor Group, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/15/2014 - 80 Hrs/Mth - 40 Hrs During Trading. 5) 08/08/2014 - HighPoint Planning Partners, LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:07/15/2014 - 80 Hrs/Mth - 40 Hrs During Trading. 6) 08/14/2014 - HighPoint Advisor Group DBA HighPoint Planning Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/15/2014 - 80 Hrs/Mth - 40 Hrs During Trading. 7) 02/26/2016 - Dory A Rodriguez, Inc - NOT INV REL - 925 S Taylor Ave, Oak Park, IL 60304 - START 12/20/12 - Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. 8)10/22/2021 - Lang Financial Group - Investment Related - 8707 Skokie Boulevard Suite 206 Skokie, IL 60077 - Non-Variable Insurance - Start Date: 10/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 9) 01/10/2022 - Indigo Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - Lisle, IL - Start Date:01/03/2022 - 25 Hrs/Mth - 25 Hrs During Trading. 10) 02/05/2025 - Apollon Financial - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/31/2025 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through Apollon Financial, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11) 05/06/2025 - Apollon Financial LLC - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date:04/30/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-05

Designations

Other Names

• Dory A Surgit
• Dory A Solzman
• Dory Ann Surgit
• Dory Ann Solzman
• Dory Ann Rodriguez
• Dory Ann Rodriguez Cfp