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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-28 |
| MD | RA | APPROVED | 2024-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors, Llc | Stamford | CT | 12/2005 | 01/2024 |
| Clearbridge Investments Llc | New York | NY | 12/2005 | 07/2021 |
| Legg Mason & Co Llc. | Woodbridge | CT | 12/2005 | 07/2021 |
| Unemployed | Woodbridge | CT | 01/2024 | 09/2024 |
| T. Rowe Price | Woodbridge | CT | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-19 |
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