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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
8120 Penn Ave S Ste 444, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Burns Brothers Financial Group | Bloomington | MN | 01/2001 | Present |
| National Planning Corporation | Bloomington | MN | 07/2016 | 11/2017 |
| Lpl Financial Llc | Bloomington | MN | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent (term, whole life, UL, LTC, annuities) - Start date 1/2/2001 - 20 hours per month 10 hours during securities trading. 2. 11/29/2017 - Natalie Burns Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Self employed Tax Preparer. 3. 08/20/2019 - Natalie Burns Investments Inc. - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:01/01/2019 - 0 hrs/mo - 0 hrs during trading. 4. 05/02/2022 - Natalie Burns Investments Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2019 -150 Hours Per Month/140 Hours During Securities Trading. 5. 02/06/2026 - Collective Legacy & Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/03/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-17 |
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