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Natalie Noel Burns

LPl Financial LLC

Bloomington, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

8120 Penn Ave S Ste 444, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Burns Brothers Financial Group Bloomington MN 01/2001 Present
National Planning Corporation Bloomington MN 07/2016 11/2017
Lpl Financial Llc Bloomington MN 11/2017 Present
  • 01/2001 → Present
    Burns Brothers Financial Group
    Bloomington, MN
  • 07/2016 → 11/2017
    National Planning Corporation
    Bloomington, MN
  • 11/2017 → Present
    Bloomington, MN
Previous Registrations
  • 2016-07-18 → 2017-12-05
    National Planning Corporation
    Bloomington, MN
    Los Angeles, CA
  • 2012-10-29 → 2016-07-18
    Bloomington, MN
    Bloomington, MN
Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent (term, whole life, UL, LTC, annuities) - Start date 1/2/2001 - 20 hours per month 10 hours during securities trading. 2. 11/29/2017 - Natalie Burns Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Self employed Tax Preparer. 3. 08/20/2019 - Natalie Burns Investments Inc. - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:01/01/2019 - 0 hrs/mo - 0 hrs during trading. 4. 05/02/2022 - Natalie Burns Investments Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2019 -150 Hours Per Month/140 Hours During Securities Trading. 5. 02/06/2026 - Collective Legacy & Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/03/2026 - 5 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-11
S63 Uniform Securities Agent State Law Examination 2002-07-17
  • S66 Uniform Combined State Law Examination
    2006-08-11
  • S63 Uniform Securities Agent State Law Examination
    2002-07-17
Other Names
  • Natalie Noel Larson
  • Natalie Noel Burns Buss
  • Natalie Noel Buss

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