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Steven Ronald Smith

Mission Wealth Management, LP

Frisco, CO

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Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-10
  • CO RA
    APPROVED
    Since 2026-02-10

Branch Locations

307 Main Street, Frisco, CO 80443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rightpath Investments & Financial Planning Frisco CO 01/2004 02/2026
Mission Wealth Management, Lp Santa Barbara CA 02/2026 Present
Previous Registrations
  • 2004-02-04 → 2026-02-18
    Rightpath Investments & Financial Planning, Inc.
    Denver, CO
    Frisco, CO
  • 2002-07-29 → 2004-01-12
    Lara, Shull & May, Ltd
    Frisco, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-22
S63 Uniform Securities Agent State Law Examination 2001-06-11
  • S65 Uniform Investment Adviser Law Examination
    2002-04-22
  • S63 Uniform Securities Agent State Law Examination
    2001-06-11
Designations

View on SEC IAPD

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