Thomas James Putney

Current Employers

Employment History

• 11/2014 → 01/2023
  Jlp Capital Management, Llc
  Northfield, NJ
• 10/2016 → 12/2019
  Fortune Financial Services, Inc
  Monaca, PA
• 01/2020 → 01/2023
  Client One Securities, Llc
  Leawood, KS
• 01/2023 → 01/2023
  Ameriprise Financial Services
  Linwood, NJ
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Linwood, NJ
• 01/2023 → Present
  Ameriprise Financial Services, Llc.
  Linwood, NJ

Previous Registrations

• 2014-11-03 → 2023-01-31
  Jlp Capital Management
  Linwood, NJ
• 2011-02-18 → 2014-11-10
  Lpl Financial Llc
  Egg Harbor Twp, NJ
  Northfield, NJ
• 2005-06-24 → 2009-04-06
  Lpl Financial Llc
  Marlton, NJ
  Northfield, NJ
• 2005-04-13 → 2005-06-24
  Wells Fargo Advisors Financial Network, Llc
  Marlton, NJ
• 2003-08-13 → 2004-03-18
  Wells Fargo Clearing Services, Llc
  Linwood, NJ
• 2002-04-05 → 2003-08-13
  Ubs Financial Services Inc.
  Northfield, NJ

Other Businesses

Independent Insurance Brokering; American Equity; 01/01/2018; / American National; 01/01/2016; / Ascend/Mass Mutual; 01/01/2015; Fixed Annuity / Nassau Re; 01/01/2015; / North American; 01/01/2016; . Business Ownership; JLP Capital Management, LLC; Ameriprise practice for business purposes - comp to staff, etc.; LLC for Ameriprise practice.; 111 Ruby Drive, , Egg Harbor Township, NJ, 08234; Investment-Related; 10/17/2008; 1 to 9 hours per month; 0 during trading hours. Board of Directors; South Jersey South Shore Baseball League; Board Member; 1337 New Road, , Northfield, NJ, 8225; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Greentree Church: Financial Advisory Committee; The purpose of the Financial Advisory Committee (FAC) is to further extend our financial accountably. The FAC will review, evaluate and advise the Greentree elders in financial matters. Authority and responsibility to make financial decisions remains within the eldership, however, the FAC's input and recommendations are viewed as an important and necessary part of the church's financial process. Members of the FAC will be selected by the elders and must be members of Greentree Church, in good standing, whose lives conform to the biblical standards of moral and ethical excellence. The committee will be made up of at least three members with one member designated as the Committee Chair. One committee member must be a Greentree board member. Committee members will be appointed by the elders to serve a three-year term, with an unlimited number of successive terms.; 125 School House Road, , Egg Harbor Township, NJ, 08234; Investment-Related; 03/31/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-25

Designations