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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| CA | RA | APPROVED | 2023-09-01 |
Branch Locations
1902 Wright Place Ste 200, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Inc. | Carlsbad | CA | 04/2010 | Present |
| Independent Capital Management | Carlsbad | CA | 04/2010 | Present |
| Osaic Wealth, Inc. | Carlsbad | CA | 09/2023 | Present |
KND FINANCIAL POSITION: OWNER/AGENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/10/2017 ADDRESS: 40150 Via Tonada, Murrieta CA 92592, United States DESCRIPTION: INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-16 |
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