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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-28 |
| GA | RA | APPROVED | 2024-03-11 |
| ND | RA | APPROVED | 2020-12-08 |
| TX | RA | APPROVED_RES | 2020-09-24 |
| MI | RA | APPROVED | 2020-09-15 |
| VA | RA | APPROVED | 2019-07-23 |
| NC | RA | APPROVED | 2019-04-03 |
| FL | RA | APPROVED | 2018-03-30 |
| IL | RA | APPROVED | 2017-12-21 |
| SC | RA | APPROVED | 2017-06-01 |
| AL | RA | APPROVED | 2002-05-22 |
Branch Locations
213 Greene St Suite 123, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Birmingham | AL | 05/2001 | Present |
STALLION PROPERTIES LLC NOT INVESTMENT RELATED 2880 High Mountain Road Huntsville, AL 35811 REAL ESTATE LEASING AND MGMT OWNER/SOLE MEMBER 5/1/2003 10 HRS PER MONTH 1 HR DURING TRADING COLLECT LEASE INCOME, PAY EXPENSES, MANAGER PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-29 |
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