James Douglas Freeman

Current Employers

Employment History

• 09/2013 → 09/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 08/2012 → 09/2020
  First Allied Securities Inc.
  San Diego, CA
• 09/2020 → 01/2026
  Commonwealth Financial Network
  Waltham, MA
• 09/2020 → 01/2026
  Freeman Financial
  Sarasota, FL
• 01/2026 → Present
  Kestra Investment Services, Llc
  Sarasota, FL
• 01/2026 → Present
  Kestra Advisory Services, Llc
  Sarasota, FL

Previous Registrations

• 2020-09-22 → 2026-01-20
  Commonwealth Financial Network
  Sarasota, FL
  Waltham, MA
• 2013-09-24 → 2020-09-21
  First Allied Advisory Services, Inc.
  Sarasota, FL
• 2004-01-13 → 2011-06-13
  Valic Financial Advisors, Inc.
  Venice, FL
  Tampa, FL

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/20/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: FREEMAN FINANCIAL, INC POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/20/2026 ADDRESS: 1 South School Ave, Suite 402, Sarasota FL 34237, United States DESCRIPTION: I established the S Corp as President. responsible for filing according to state requirements. Name: FREEMAN FINANCIAL, INC POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/20/2026 ADDRESS: 1 South School Ave, Suite 402, Sarasota FL 34237, United States DESCRIPTION: I established the S Corp as the President. I am responsible for filing according to state requirements.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-23

Designations

Other Names

• Jamie Freeman