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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-05-13 |
| TX | RA | APPROVED | 2020-05-13 |
Branch Locations
1412 Centre Ct Ste 301, Alexandria, LA 71301 • United States
1500 Beglis Parkway, Sulphur, LA 70663 • United States
447 East Tunica Drive, Marksville, LA 71351 • United States
1855 Country Club Road, Lake Charles, LA 70605 • United States
1911 W. Pinhook Road, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Alexandria | LA | 06/2015 | 05/2020 |
| Cetera Investment Services Llc | St.CLoud | MN | 06/2015 | 05/2020 |
| Red River Bank | Alexandria | LA | 06/2015 | Present |
| Lpl Financial Llc | Alexandria | LA | 05/2020 | Present |
1)5/13/2020-Red River Investments Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)5/13/2020- Red River Bank- Financial Institution Duty/ refer customers to Red River mortgage department- Inv. Related- at reported business location(s)- start date 6/1/2015- 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-31 |
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