Robert M. Rizzo

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-12-01
TX	RA	APPROVED_RES	2023-12-01

NY RA
APPROVED

Since 2023-12-01
TX RA
APPROVED_RES

Since 2023-12-01

Branch Locations

Canandaigue, NY • United States

1 Fishers Road Ste 180, Pittsford, NY 14534-9502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pittsford	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Pittsford	NY	11/2016	11/2023
Lpl Financial Llc	Pittsford	NY	12/2023	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Pittsford, NY
11/2016 → 11/2023

Wells Fargo Clearing Services, Llc

Pittsford, NY
12/2023 → Present

Lpl Financial Llc

Pittsford, NY

Previous Registrations

2021-07-27 → 2023-12-08

Wells Fargo Clearing Services, Llc

Pittsford, NY

Other Businesses

1- 11/2023 / Rizzo Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 8 Hrs During Trading / 2- 01/17/2024 - Rizzo Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/04/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-11

S66 Uniform Combined State Law Examination

2001-08-11

View on SEC IAPD