Elizabeth Ann Jewell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05
MT	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05
MT RA
APPROVED

Since 2025-06-05

Branch Locations

Charlo, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial West Group	Westlake Village	CA	05/2001	08/2017
Western International Securities, Inc.	Pasadena	CA	08/2017	06/2025
Lpl Financial Llc	Northridge	CA	06/2025	Present

05/2001 → 08/2017

Financial West Group

Westlake Village, CA
08/2017 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Northridge, CA

Previous Registrations

2017-08-21 → 2025-06-05

Western International Securities, Inc.

Clovis, CA

Northridge, CA

Pasadena, CA

Charlo, MT

Missoula, MT

Northridge, CA

Charlo, MT
2016-12-15 → 2017-08-21

Financial West Group

Westlake Village, CA

Northridge, CA

Westlake Village, CA

Granada Hills, CA

Westlake Village, CA

Other Businesses

1. 6/5/2025: Jewell Enterprises, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 2/6/2023; 3hrs/mo.; 0hrs during trading. 2. 06/2025 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/17/2003 - 1 hour per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-09
S63	Uniform Securities Agent State Law Examination	2001-08-22

S65 Uniform Investment Adviser Law Examination

2016-11-09
S63 Uniform Securities Agent State Law Examination

2001-08-22

Other Names

Liz Jewell
Elizabeth Ann Jewell-Collado

View on SEC IAPD