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460 King Street Suite 200, Charleston, SC 29403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-18 |
| SC | RA | APPROVED | 2025-06-18 |
| TX | RA | APPROVED_RES | 2022-11-04 |
Branch Locations
460 King Street Suite 200, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrity Financial Corp. | Bellevue | WA | 05/2013 | 08/2022 |
| Ballast Rock Private Wealth Llc | Charleston | SC | 09/2022 | Present |
| Ballast Rock Private Wealth | Santa Monica | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-01 |
| S66 | Uniform Combined State Law Examination | 2002-02-10 |
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