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Shannon H Hardiek

Cambridge Investment Research Advisors, Inc.

Fort Wayne, IN

Foxworthy Wealth Advisors, LLC

Fort Wayne, IN

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-11
IN RA APPROVED 2026-02-27
  • TX RA
    APPROVED
    Since 2026-03-11
  • IN RA
    APPROVED
    Since 2026-02-27

Branch Locations

7230 Engle Road, Suite 313, Fort Wayne, IN 46804 • United States

Foxworthy Wealth Advisors, Llc

7230 Engle Road Suite 207, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-03-06
  • IN RA
    APPROVED
    Since 2026-03-06

Branch Locations

7230 Engle Road Suite 207, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phillips Financial Management, Llc Fort Wayne IN 08/2004 02/2026
Phillips Financial Services, Inc. Fort Wayne IN 01/2004 02/2026
Phillips Benefits Advisors, Llc Fort Wayne IN 04/2004 01/2020
Cambridge Investment Research, Inc. Fairfield IA 01/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2026 Present
Foxworthy Wealth Advisors, Llc Fort Wayne IN 01/2026 Present
Foxworthy Wealth Advisors Fort Wayne IN 03/2026 Present
  • 08/2004 → 02/2026
    Phillips Financial Management, Llc
    Fort Wayne, IN
  • 01/2004 → 02/2026
    Phillips Financial Services, Inc.
    Fort Wayne, IN
  • 04/2004 → 01/2020
    Phillips Benefits Advisors, Llc
    Fort Wayne, IN
  • 01/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 01/2026 → Present
    Foxworthy Wealth Advisors, Llc
    Fort Wayne, IN
  • 03/2026 → Present
    Foxworthy Wealth Advisors
    Fort Wayne, IN
Previous Registrations
  • 2004-08-05 → 2026-03-02
    Phillips Financial
    Fort Wayne, IN
  • 2004-07-01 → 2004-09-30
    Cambridge Investment Research, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
  • 2001-08-16 → 2004-07-02
    Osaic Fa, Inc.
    Fort Wayne, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-06
  • S66 Uniform Combined State Law Examination
    2001-08-06
Other Names
  • Shannon H Hardiek
  • Shannon Hicks Hardiek
  • Shannon Hardiek

View on SEC IAPD

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Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

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