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Ali K Yousaf

Ameriprise Financial Services, LLC

Centennial, CO

Greenwood Village, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-02
CO RA APPROVED 2011-03-08
  • TX RA
    APPROVED_RES
    Since 2015-02-02
  • CO RA
    APPROVED
    Since 2011-03-08

Branch Locations

Centennial, CO • United States

6400 S Fiddlers Green Cir Ste 440, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Englewood CO 03/2011 03/2020
Ameriprise Financial Services, Llc Greenwood Village CO 03/2020 Present
Previous Registrations
  • 2010-05-10 → 2011-02-10
    First Allied Securities, Inc.
    San Diego, CA
    Denver, CO
  • 2006-11-10 → 2011-02-07
    Capital Investment Management
    Denver, CO
Other Businesses

Independent Insurance Brokering; Prudential Annuities; 03/30/2011; / ING Annuities; 03/29/2011; / AXA Equitable; 03/11/2011; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-12-12
S65 Uniform Investment Adviser Law Examination 2006-11-09
  • S63 Uniform Securities Agent State Law Examination
    2006-12-12
  • S65 Uniform Investment Adviser Law Examination
    2006-11-09
Other Names
  • Ali K Yousaf
  • Ali Yousaf

View on SEC IAPD

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