Kimberly S Fox

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-12
CO	RA	APPROVED	2002-11-11

TX RA
APPROVED_RES

Since 2009-03-12
CO RA
APPROVED

Since 2002-11-11

Branch Locations

Delta, CO • United States

200 Josephine St, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Denver	CO	04/1997	Present
Bank Of America, N.A.	Denver	CO	11/2021	Present

04/1997 → Present

Merrill Lynch

Denver, CO
11/2021 → Present

Bank Of America, N.A.

Denver, CO

Other Businesses

I*2215308, Entity Type: , Name of OBA: Rental Property 1, Address: Conifer , Colorado, 80433, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 02/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-05

S66 Uniform Combined State Law Examination

2002-11-05

Other Names

Kimberly S Naes

View on SEC IAPD