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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-30
  • CO RA
    APPROVED
    Since 2023-11-30

Branch Locations

18241 Green Valley Ranch Blvd, Denver, CO 80249 • United States

3890 N Quebec Street, Unit C, Denver, CO 80207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gateway Services Group Aurora CO 11/2001 Present
Cuso Financial Services, L.P. San Diego CA 12/2001 11/2023
Osaic Institutions, Inc Meriden CT 11/2023 Present
  • 11/2001 → Present
    Gateway Services Group
    Aurora, CO
  • 12/2001 → 11/2023
    Cuso Financial Services, L.P.
    San Diego, CA
  • 11/2023 → Present
    Meriden, CT
Previous Registrations
  • 2003-09-03 → 2023-11-29
    Cuso Financial Services, L.P.
    Centennial, CO
    Aurora, CO
    Aurora, CO
    Littleton, CO
    Parker, CO
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

1) NAME OF THE OTHER BUSINESS:Torched and Twisted Jewelry by Rachel INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Aurora, CO YOUR POSITION OR TITLE:Sole Owner NATURE OF THE OTHER BUSINESS:Private START DATE:1/1/2018 APPROXIMATE NUMBER OF HOURS/MONTH:24 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Jewelry production for sale at gallery. COMPENSATION :Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-01
  • S66 Uniform Combined State Law Examination
    2003-07-01
Designations
Other Names
  • Rachel Leann Heskett

View on SEC IAPD

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