Best Investors
Account
Sign in
Best Investors
Account
Sign in
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-11 |
| TX | RA | APPROVED_RES | 2025-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2005 | 11/2024 |
| Tiaa | Charlotte | NC | 08/2005 | 11/2024 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2025 | Present |
| Maverick Transportation | Concord | NC | 11/2024 | 01/2025 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS: CONCORD, NC NATURE OF BUSINESS: MAINTAIN INSURANCE LICENSE POSITION: N/A START DATE: 09/1999 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-28 |
Reach out to this advisor