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Current Employers
Simon Quick Advisors, Llc

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-20
  • NY RA
    APPROVED
    Since 2023-03-20

Branch Locations

1270 6Th Ave Suite 420, New York, NY 10020 • United States

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kls Professional Advisors Group, Llc New York NY 06/2011 03/2023
Simon Quick Advisors, Llc New York NY 03/2023 Present
  • 06/2011 → 03/2023
    Kls Professional Advisors Group, Llc
    New York, NY
  • 03/2023 → Present
    New York, NY
Previous Registrations
  • 2021-07-14 → 2023-03-17
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-16
  • S65 Uniform Investment Adviser Law Examination
    2002-05-16

View on SEC IAPD

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