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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-04 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
Newbury Park, CA • United States
125 E De La Guerra Street Suite #102 [Satellite], Santa Barbara, CA 93101 • United States
155 North Lake Avenue 8Th Floor [Satellite], Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 09/2012 | Present |
SRM STRATEGIES, INC; INVESTMENT RELATED; WESTLAKE VILLAGE,CA; 100% OWNERSHIP; START DATE 09/01/2012; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 1; S CORP FOR FINET PRACTICE. NEWBURY PARK HIGH SCHOOL BASEBALL BOOSTER CLUB; INV RELATED; NEWBURY PARK, CA; VICE-PRESIDENT; START DATE 1/1/2024; 5 HOURS PER MONTH; 0 DURING TRADING; ATTEND MONTHLY BOOSTER BOARD MEETINGS, DISCUSS UPCOMING FUNDRAISERS AND SCHEDULE OF EVENTS, VOLUNTEER AT BASEBALL GAMES, AND SIGN CHECKS. WESTLAKE PRIVATE WEALTH MANAGEMENT; INV RELATED; WESTLAKE VILLAGE,CA; FINANCIAL SERVICES;36% OWNERSHIP; START DATE: 01/15/2025; 40 HRS PER MONTH; 40 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-06 |
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