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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2023-08-25
MA RA APPROVED 2015-12-11
  • VT RA
    APPROVED
    Since 2023-08-25
  • MA RA
    APPROVED
    Since 2015-12-11

Branch Locations

24 Shipyard Drive Suite 201, Hingham, MA 02043 • United States

346 Commercial Street, Boston, MA 02109 • United States

Stockbridge, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagship Harbor Advisors, Llc Hingham MA 12/2015 Present
Lpl Financial Llc Hingham MA 12/2015 Present
Previous Registrations
Other Businesses

1. 12/10/2015 - ChartHouse Capital, LLC - INV REL - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Non-Variable Insurance - START 12/11/2015 - 1 Hr/Mo; 1 Hour During Securities Trading; 1% TIME SPENT - Term, whole life, fixed, LTC 2. 12/10/2015 - ChartHouse Capital, LLC - INV REL - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - DBA for LPL Business (entity for LPL business) - START 12/11/2015 - 80 Hr/Mo; 4 Hours During Securities Trading; 50% TIME SPENT. 3. 2/8/2016: Flagship Harbor Advisors - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Registered Investment Advisor Hybrid - Started 12/11/2015 - 80 Hours Per Month/4 Hours During Securities Trading; Time Spent 50% - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in December 11, 2015. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/30/2016: Flagship Harbor Advisors - DBA: (Hybrid) ChartHouse Capital, LLC - Investment Related - 24 Shipyard Dr Suite 201 Hingham, MA 02043 - Registered Investment Advisor DBA - Started 12/11/2015 - 80 Hours Per Month/4 Hours During Securities Trading; Time Spent 50%. 5. 1/6/2017 - Ragnar - Investment Related - 1179 S Hill Rd., Stockbridge VT 05772 - Outside/W-2 Employment - marketing development manager - Start 04/15/17 - 40 Hours Per Month/1 Hour During Securities Trading. 6. 2/20/2019 - Habeeb Law - Investment Related - 24 Shipyard Dr. Suite 201, Hingham, MA 02043 - Real Estate Rental - Started 02/01/2019 - 0 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-20
  • S66 Uniform Combined State Law Examination
    2001-07-20
Designations

View on SEC IAPD

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