Michael G Herberger

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-29

CA RA
APPROVED

Since 2023-06-29

Branch Locations

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Sacramento	CA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

Sacramento, CA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2005-02-02 → 2021-06-09

Voya Financial Advisors, Inc.

Fair Oaks, CA

San Ramon, CA

San Jose, CA

Sacramento, CA
2002-01-08 → 2005-01-19

Osaic Fa, Inc.

San Ramon, CA

Other Businesses

NAME OF ENTITY:Michael Herberger; No; 2585 FOUNTAINHEAD DRIVE; SAN RAMON; CA; 94583; condo rental; part owner; 5/1/2009; 4; 4; landlord, responsible for rental and expenses|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 513 SANTANDER DRIVE; SAN RAMON; CA; 94583; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/20/2005; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-26

S66 Uniform Combined State Law Examination

2001-11-26

View on SEC IAPD