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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-02 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oxnard | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oxnard | CA | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 09/2022 | Present |
MVB WEALTH MANAGEMENT, INC, INVT RELATED, WESTLAKE VILLAGE, CA, 100% OWNERSHIP, START DATE 9/6/2022, 160 HRS PER MONTH AND 8 HRS DURING TRADING, FINET PRACTICE.;| TRUSTEE FOR MVB WEALTH MANAGEMENT INC. 401K, INV RELATED, THOUSAND OAKS, CA, START: 12/30/2022, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-26 |
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