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Current Employers
Peachcap Tax & Advisory, Llc

550 Pharr Rd. Suite 700, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-23
GA RA APPROVED 2018-09-28
  • IL RA
    APPROVED
    Since 2018-10-23
  • GA RA
    APPROVED
    Since 2018-09-28

Branch Locations

550 Pharr Rd. Suite 700, Atlanta, GA 30305 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
World Equity Group Schaumburg IL 12/2010 09/2018
Peachcap Securities, Inc. Atlanta GA 09/2018 Present
Peachcap Tax & Advisory, Llc Atlanta GA 09/2018 Present
  • 12/2010 → 09/2018
    World Equity Group
    Schaumburg, IL
  • 09/2018 → Present
    Peachcap Securities, Inc.
    Atlanta, GA
  • 09/2018 → Present
    Atlanta, GA
Previous Registrations
  • 2010-12-15 → 2018-10-09
    Rolling Meadows, IL
    Schaumburg, IL
    Schaumburg, IL
  • 2009-07-21 → 2010-04-16
    Rolling Meadows, IL
    Mount Prospect, IL
    Rosemont, IL
    Des Plaines, IL
    Des Plaines, IL
  • 2008-06-26 → 2009-05-14
    Chase Investment Services Corp.
    Schiller Park, IL
  • 2006-01-10 → 2007-03-09
    Oak Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2005-06-01 → 2005-08-11
    Vision Asset Management Inc
    Chicago, IL
Other Businesses

IDEX FINANCIAL GROUP LLC, INV RELATED, 9055 Selborne Ln, Serenbe, GA, 30268, MANAGING PARTNER, START DATE: 2010, 10 HRS PER MONTH, 30 DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-12
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2001-03-12
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Other Names
  • John R Mateyko

View on SEC IAPD

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