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Nora Anne Zaba-Slater

Ameriprise Financial Services, LLC

Melville, NY

Wantagh, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-07
TX RA APPROVED 2022-10-07
  • NY RA
    APPROVED
    Since 2022-10-07
  • TX RA
    APPROVED
    Since 2022-10-07

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Wantagh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Melville NY 10/2010 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 10/2022
Ameriprise Financial Services, Llc Melville NY 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2002-01-30
  • S66 Uniform Combined State Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2002-01-30
Other Names
  • Nora Anne Zaba
  • Nora Anne Zaba
  • Nora Anne Zaba-Slater
  • Nora Zaba-Slater

View on SEC IAPD

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