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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-25
  • NY RA
    APPROVED
    Since 2025-11-25

Branch Locations

1133 6Th Ave, 35Th Floor, New York, NY 10036 • United States

St James, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 11/2025 Present
Citigroup New York NY 04/2011 09/2025
  • 11/2025 → Present
    Fort Mill, SC
  • 04/2011 → 09/2025
    Citigroup
    New York, NY
Previous Registrations
  • 2017-05-25 → 2025-10-21
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    Washington, DC
    New York, NY
    New York, NY
    St James, NY
    St James, NY
Other Businesses

1) 11/25/2025- William Michael Wealth Management LLC - Business Entity For Tax/Investment Purposes Only- Inv. Related - Saint James NY - start date 10/06/25- 0hrs/0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
  • S66 Uniform Combined State Law Examination
    2017-05-24
Other Names
  • William Michael Desantis
  • W M Desantis
  • William Michael Desantis

View on SEC IAPD

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