Keith Austin Madrigal

Current Employers

Employment History

• 05/2008 → 04/2023
  Sigma Financial Corporation
  Dallas, GA
• 05/2008 → 04/2023
  Spc
  Dallas, GA
• 03/2020 → Present
  Buy/Sell/Trade Sports Cards And Collectibles
  Dallas, GA
• 04/2023 → Present
  Legacy Capital Advisors
  Atlanta, GA
• 04/2023 → 09/2025
  Avantax Investment Services Inc.
  Atlanta, GA
• 04/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Atlanta, GA
• 04/2023 → 09/2025
  Avantax Advisory Services
  Atlanta, GA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Atlanta, GA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-04-06 → 2025-09-05
  Avantax Advisory Services
  Atlanta, GA
  Dallas, GA
• 2008-06-06 → 2023-04-04
  Spc
  Dallas, GA
  Ann Arbor, MI
• 2004-02-05 → 2008-06-10
  Msi Financial Services, Inc.
  Atlanta, GA
  Norcross, GA
  Atlanta, GA
• 2002-06-10 → 2003-01-09
  Waddell & Reed
  Alpharetta, GA

Other Businesses

1) BUY/SELL/TRADE SPORTS CARDS AND COLLECTIBLES POSITION: Sole Proprietor NATURE: Buy/Sell/Trade Sports Cards and Collectibles at trade shows and on Ebay. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2020 ADDRESS: 389 Pine Bluff Dr, Dallas GA 30157, United States DESCRIPTION: Mostly buy and collect sports cards and sports memorabilia but at times will sell cards and memorabilia at trade shows and also on Ebay. 2) LEGACY CAPITAL ADVISORS POSITION: Investment Advisor NATURE: Legacy Capital offers retirement planning, legacy planning, estate planning, investment planning, and tax planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/15/2023 ADDRESS: 4401 Northside Pkwy., Suite 900, Atlanta GA 30327, United States DESCRIPTION: Provide solutions for prospects and current clients' investment and financial planning needs. This is accomplished through the following process...1. Host an initial meeting with the prospect to discuss their current financial situation as well as their financial goals and objectives they wish to accomplish in the future.2. Develop a financial gameplan from the information gathered during the initial meeting with the help of other Legacy representatives that meets the prospect's objectives.3. Present your ideas to the prospect and get their feedback on your recommendations created to help them meet their objectives.4. Once the prospect is in agreement with my recommendations and understands the product(s) that will be utilized to achieve their goals, have the prospect complete the necessary paperwork to initiate the client/advisor relationship.5. Host follow up meetings with the client as necessary to make sure they maintain the financial path created for them and help them make changes to the plan as life events dictate. Work with them in the future on referral business and legacy planning for additional family members.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-07

Other Names

• Keith A Madrigal
• Keith Madrigal