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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-30
ID RA APPROVED 2007-11-23
  • TX RA
    APPROVED_RES
    Since 2010-04-30
  • ID RA
    APPROVED
    Since 2007-11-23

Branch Locations

101 S Capitol Blvd Ste 700, Boise, ID 83702 • United States

Meridian, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boise ID 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boise ID 11/2016 Present
Previous Registrations
Other Businesses

MAMMOTH GROUP LLC, NOT INV RELATED, MERIDIAN, ID, 22.22% OWNERSHIP; START: 2/2/2016, 0 HOURS PER MONTH, 0 HRS DURING TRADING, LLC FOR REAL ESTATE. TRUSTEE FOR BROTHER'S TRUST, INV RELATED, MERIDIAN, OH, START: 1/31/2022, 4 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR NEPHEW'S TRUST, INV RELATED, MERIDIAN, OH, START: 1/31/2022, 4 HRS/MONTH, 0 HRS DURING TRADING.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-08
S63 Uniform Securities Agent State Law Examination 1999-08-30
  • S65 Uniform Investment Adviser Law Examination
    2000-05-08
  • S63 Uniform Securities Agent State Law Examination
    1999-08-30

View on SEC IAPD

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