Robert Michael Henrici

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2003-07-01
TX	RA	APPROVED_RES	2003-07-01

FL RA
APPROVED

Since 2003-07-01
TX RA
APPROVED_RES

Since 2003-07-01

Branch Locations

Port St. Lucie, FL • United States

3545 Ocean Dr, Vero Beach, FL 32963 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Coral Springs	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Coral Springs	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Coral Springs, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Coral Springs, FL

Previous Registrations

1999-01-06 → 2003-07-01

Prudential Equity Group, Llc

Coral Springs, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-15
S63	Uniform Securities Agent State Law Examination	1999-10-04

S65 Uniform Investment Adviser Law Examination

1999-10-15
S63 Uniform Securities Agent State Law Examination

1999-10-04