James Stiles Whiting

Current Employers

Krauss Whiting Capital Advisors Llc

4 Landmark Square, Stamford, CT 06901-2500 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2004-01-05

CT RA
APPROVED

Since 2004-01-05

Branch Locations

4 Landmark Square, Stamford, CT 06901-2500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Krauss Whiting Llc	Stamford	CT	10/1998	Present
Krauss Whiting Cpas Llp	Stamford	CT	01/1989	Present

10/1998 → Present

Krauss Whiting Llc

Stamford, CT
01/1989 → Present

Krauss Whiting Cpas Llp

Stamford, CT

Other Businesses

JAMES S. WHITING IS LICENSED AS A CERTIFIED PUBLIC ACCOUNTANT IN THE STATE OF CONNECTICUT AND PERFORMS PUBLIC ACCOUNTING SERVICES WITH THE AFFILIATED FIRM, KRAUSS WHITING CPAS LLP. MR. WHITING HAS BEEN A PARTNER OF THE FIRM SINCE 1988. THE CPA FIRM OPERATES FROM THE SAME OFFICES AS THE INVESTMENT ADVISORY BUSINESS IN STAMFORD, CONNECTICUT. MR. WHITING DEVOTES APPROXIMATELY 200 HOURS PER MONTH TO THE CPA PRACTICE (MOST OF WHICH ARE DURING SECURITIES TRADING HOURS).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21

S65 Uniform Investment Adviser Law Examination

1999-12-21