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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-03 |
| MI | RA | APPROVED | 2026-03-09 |
| CA | RA | APPROVED | 2026-03-05 |
Branch Locations
255 Queens Avenue, Suite 2200, London Ontario N6A 5R8 • Canada
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Canada Inc. | London, Ontario | 03/1993 | Present | |
| Cibc Wood Gundy - Cibc Private Wealth | London On | 12/2001 | Present |
Jon is primarily employed by CBIC Wood Gundy ("Wood Gundy"), a division of World Markets Inc., a Canadian company formed under the laws of the Province of Ontario and having its principal office at 255 Queens Avenue, Suite 2000, London, ON N6A 5R8. World Markets Inc. is a broker-dealer registered with the Canadian Investment Regulatory Association that offers both non-discretionary advisory accounts and discretionary managed accounts. He spends the majority of his time and receives compensation for, the investment products and services he provides to the non-U.S. clients and accounts of Wood Gundy.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-15 |
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