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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2020-03-27
  • RI RA
    APPROVED
    Since 2020-03-27

Branch Locations

26 Valley Rd Ste 101, Middletown, RI 02842 • United States

888 Reservoir Ave, Cranston, RI 02910 • United States

Cranston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Bank Cramston RI 03/2011 03/2020
Lpl Financial Llc East Greenwich RI 10/2011 03/2020
Ameriprise Financial Services, Llc Middletown RI 03/2020 Present
Previous Registrations
  • 2011-10-11 → 2020-04-06
    Fall River, MA
    Providence, RI
    Cranston, RI
    Cranston, RI
    East Greenwich, RI
    Cranston, RI
    Warwick, RI
    Westerly, RI
    Fall River, MA
    East Greenwich, RI
    Waterford, CT
    Groton, CT
    Pawtucket, RI
  • 2011-04-11 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Cranston, RI
    East Greenwich, RI
    Cranston, RI
    Providence, RI
  • 2007-07-18 → 2011-04-08
    Pawtucket, RI
    Providence, RI
    Providence, RI
    Providence, RI
    Providence, RI
    Providence, RI
    Providence, RI
  • 2005-09-30 → 2007-07-16
    Waddell & Reed
    West Warwick, RI
    West Warwick, RI
  • 2004-08-16 → 2004-12-03
    Providence, RI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    2001-06-28
Designations
Other Names
  • Gregory Silva

View on SEC IAPD

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