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Amy R. Brooks

Ubs Financial Services Inc.

Birmingham, MI

Glenwood Springs, CO

Overland Park, KS

Gunnison, CO

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
MI RA APPROVED 2023-09-11
CO RA APPROVED 2022-02-23
KS RA APPROVED 2003-10-01
  • CA RA
    APPROVED
    Since 2024-11-06
  • MI RA
    APPROVED
    Since 2023-09-11
  • CO RA
    APPROVED
    Since 2022-02-23
  • KS RA
    APPROVED
    Since 2003-10-01

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Glenwood Springs, CO • United States

Overland Park, KS • United States

Gunnison, CO • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Leawood KS 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-25
  • S66 Uniform Combined State Law Examination
    2003-03-25
Other Names
  • Amy R Greenberg
  • Amy R Brooks

View on SEC IAPD

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