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Knoxville, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-14 |
| TN | RA | APPROVED | 2012-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Springs Wealth Management, Llc | Knoxville | TN | 08/2012 | Present |
FRED IS A LICENSED INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES, AND IN SUCH CAPACITY, HE MAY RECOMMEND THE PURCHASE OF CERTAIN INSURANCE PRODUCTS. , OAK SPRINGS DOES PERMIT ITS EMPLOYEES, IN THEIR INDIVIDUAL CAPACITIES AS LICENSED INSURANCE AGENTS, TO SELL INSURANCE PRODUCTS TO ITS INVESTMENT ADVISORY CLIENTS AS APPROPRIATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-09 |
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