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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| CA | RA | APPROVED | 2023-10-13 |
Branch Locations
1999 S. Bascom Ave. Ste. 700, Campbell, CA 95008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisers, Llc | Newport Beach | CA | 07/2014 | 10/2023 |
| Mariner Platform Solutions | Overland Park | KS | 10/2023 | Present |
| Foothill Wealth Advisors | Campbell | CA | 10/2023 | Present |
1. I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. 2. Foothill Wealth Advisors; Campbell, CA; Founder; offering investment advisory services through Mariner Platform Solutions; start date: 10/2023; 160 hrs during securities trading hours 3. Santa Teresa High School; not investment-related; San Jose, CA; volleyball coach; start date: 03/2023; 10 hrs/month; 0 hrs during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-07 |
| S66 | Uniform Combined State Law Examination | 2001-07-19 |
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