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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-29 |
Branch Locations
200 Mill Plain Road 2Nd Floor, Fairfield, CT 06824 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
200 Mill Plain Road 2Nd Floor, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | East Lyme | CT | 06/2016 | 10/2019 |
| Ameriprise Financial Services Inc | Fairfield | CT | 10/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfield | CT | 03/2020 | 04/2024 |
| Lpl Financial Llc | Fairfield | CT | 04/2024 | Present |
1) 04/2024 - Fairfield Coast Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 04/2024 - Fairfield Coastal Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-09 |
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