Devashish M. Shah

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-03-20
TX	RA	APPROVED_RES	2019-03-11

NJ RA
APPROVED

Since 2019-03-20
TX RA
APPROVED_RES

Since 2019-03-11

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Princeton	NJ	01/2009	03/2019
Wells Fargo Clearing Services Llc	Lawrenceville	NJ	03/2019	Present

01/2009 → 03/2019

Ubs Financial Services Inc

Princeton, NJ
03/2019 → Present

Wells Fargo Clearing Services Llc

Lawrenceville, NJ

Previous Registrations

2009-01-09 → 2019-03-19

Ubs Financial Services Inc.

Princeton, NJ
2003-03-10 → 2009-01-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Princeton, NJ

Other Businesses

RENTAL PROPERTY, INVT RELATED, KEMUELA, HI, 100% OWNERSHIP, START DATE 9/10/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-06-19
S63	Uniform Securities Agent State Law Examination	2001-06-04

S65 Uniform Investment Adviser Law Examination

2001-06-19
S63 Uniform Securities Agent State Law Examination

2001-06-04

Other Names

Bobbi Shah
Bobbi Shah
Devashish Mike Shah
Devashish Mahesh Shah

View on SEC IAPD