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Timothy Edward Kowalski

Raymond James & Associates, Inc.

Southfield, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-09-07
  • MI RA
    APPROVED
    Since 2018-09-07

Branch Locations

1000 Town Ctr Suites 600, 700 And 800, Southfield, MI 48033-5222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brownstown Township MI 10/2009 04/2018
Ameriprise Financial Services, Inc. Brownstown Township MI 10/2009 04/2018
Raymond James & Associates, Inc. Southfield MI 08/2018 Present
Unemployed Lincoln Park MI 04/2018 08/2018
  • 10/2009 → 04/2018
    Ameriprise Financial Services, Inc.
    Brownstown Township, MI
  • 10/2009 → 04/2018
    Ameriprise Financial Services, Inc.
    Brownstown Township, MI
  • 08/2018 → Present
    Raymond James & Associates, Inc.
    Southfield, MI
  • 04/2018 → 08/2018
    Unemployed
    Lincoln Park, MI
Previous Registrations
  • 2009-10-05 → 2018-04-19
    Ameriprise Financial Services, Llc
    Brownstown Township, MI
  • 2004-07-19 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Brownstown Township, MI
    Brownstown, MI
    Detroit, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-27
S63 Uniform Securities Agent State Law Examination 2002-09-21
  • S65 Uniform Investment Adviser Law Examination
    2002-09-27
  • S63 Uniform Securities Agent State Law Examination
    2002-09-21
Other Names
  • Timothy Edward Kowalski
  • Timothy Edawrd Kowalski

View on SEC IAPD

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Other Offices

CORECAP ADVISORS · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
J.P. MORGAN SECURITIES LLC · SOUTHFIELD, MI
CETERA INVESTMENT ADVISERS LLC · SOUTHFIELD, MI
M.A. GLOBAL INVESTMENT ADVISOR, LLC · SOUTHFIELD, MI
LPL ENTERPRISE, LLC · SOUTHFIELD, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHFIELD, MI

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