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Andrew H Bloom

Oppenheimer & Co. Inc.

Chicago, IL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-25
  • IL RA
    APPROVED
    Since 2025-02-25

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Chicago IL 05/2012 02/2025
B. Riley Wealth Advisors, Inc. Chicago IL 07/2022 02/2025
Oppenheimer & Co. Inc. Chicago IL 02/2025 Present
Previous Registrations
  • 2022-08-01 → 2025-03-04
    B. Riley Wealth Advisors, Inc.
    Chicago, IL
    Highland Park, IL
  • 2012-05-25 → 2022-12-31
    B. Riley Wealth Management
    Chicago, IL
    Mentor, OH
    Highland Park, IL
  • 2009-06-12 → 2012-05-29
    B. C. Ziegler And Company
    Chicago, IL
  • 2009-06-01 → 2009-06-23
    Morgan Stanley
    Deerfield, IL
  • 2003-04-11 → 2009-06-01
    Citigroup Global Markets Inc.
    Deerfield, IL
    Deerfield, IL
  • 2001-10-23 → 2003-04-16
    Morgan Stanley Dw Inc.
    Riverwoods, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-29
  • S66 Uniform Combined State Law Examination
    2001-06-29
Other Names
  • Andrew Bloom
  • Andrew H Bloom
  • Andrew Bloom

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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