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Rochester, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-16 |
| TX | RA | APPROVED_RES | 2024-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ataraxis Financial, Llc | Rochester | MN | 04/2010 | 01/2020 |
| Waddell & Reed, Inc. | Rochester | MN | 01/2020 | 04/2020 |
| Various Insurance Carriers For W&R Insurance Agencies | Rochester | MN | 01/2020 | 10/2021 |
| Ataraxis Financial, Llc | Rochester | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-12-02 |
| S66 | Uniform Combined State Law Examination | 2001-05-24 |
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