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Shan Rai Kumar

Pi Square Capital, LLC

Kirkland, WA

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Current Employers
Pi Square Capital, Llc

Edmonds, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-03-15
  • WA RA
    APPROVED
    Since 2010-03-15

Branch Locations

Kirkland, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pi Square Capital, Llc Kirkland WA 03/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-11
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S65 Uniform Investment Adviser Law Examination
    2007-12-11
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27
Other Names
  • Shan Kumar
  • Gulshan Rai Kumar

View on SEC IAPD

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