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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-05
  • WA RA
    APPROVED
    Since 2025-12-05

Branch Locations

11245 Se 6Th St Bldg B # 120, Bellevue, WA 98004-6499 • United States

B3 Wealth Strategies

11245 Se 6Th Street, Building B Suite 120, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-02
  • WA RA
    APPROVED
    Since 2019-07-02

Branch Locations

11245 Se 6Th Street, Building B Suite 120, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellevue WA 06/2010 10/2023
Financial Advocates Investment Management Bellevue WA 01/2012 09/2020
B3 Wealth Strategies Bellevue WA 06/2019 Present
Lpl Financial Bellevue WA 11/2025 Present
  • 06/2010 → 10/2023
    Bellevue, WA
  • 01/2012 → 09/2020
    Financial Advocates Investment Management
    Bellevue, WA
  • 06/2019 → Present
    Bellevue, WA
  • 11/2025 → Present
    Lpl Financial
    Bellevue, WA
Previous Registrations
  • 2012-01-05 → 2019-10-17
    Financial Advocates Investment Management
    Olympia, WA
    Bellevue, WA
  • 2010-06-11 → 2018-08-30
    Olympia, WA
    Tacoma, WA
    Bellevue, WA
  • 2012-03-05 → 2013-12-23
    Financial Advocates Advisory Services
    Olympia, WA
  • 2009-09-03 → 2010-05-12
    Signator Financial Services, Inc.
    Bellevue, WA
  • 2007-12-17 → 2009-04-20
    Seattle, WA
Other Businesses

1. 10/2025 - B3 Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 11/17/2025 2. 10/2025 - None - Notary - Investment Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Bellevue, WA 98004 - OBA Start Date: 11/2018 3. 12/19/2025-Brueske Advisory Services-Admin-Registered Investment Advisor-Inv related-At reported business location(s)-Start date 12/11/2025-32hrs/mth-1hrs/mth during trading. I temporarily provide limited services thru Brueske Advisory Services, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 12/2025, and expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-14
S63 Uniform Securities Agent State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2007-12-14
  • S63 Uniform Securities Agent State Law Examination
    2001-08-03
Other Names
  • Tiffany Elise Hay
  • Tiffany Elise Santora
  • Tiffany E. Ferko
  • Tiffany Ferko Cote
  • Tiffany Elise Ferko

View on SEC IAPD

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