Denis Curran

Current Employers

Willowfield Ventures Llc

Cos Cob, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-07-15

CT RA
APPROVED

Since 2009-07-15

Branch Locations

Cos Cob, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Willowfield Ventures Llc	Cos Cob	CT	09/2008	Present
Wall Street Access	New York	NY	10/2009	Present

09/2008 → Present

Willowfield Ventures Llc

Cos Cob, CT
10/2009 → Present

Wall Street Access

New York, NY

Other Businesses

WILLOWFIELD VENTURES LLC, SOLE PROPERITIES, CEO, CONSULTANTING AND ADVISING, STARTED JANUARY 2008, WORKING APPROXIMATELY 15 HOURS. CONSULTING TYPICALLY INVOLVES MARKETING ADVICE TO INVESTMENT MANAGEMENT COMPANIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-11-16
S65	Uniform Investment Adviser Law Examination	2009-04-23

S63 Uniform Securities Agent State Law Examination

2011-11-16
S65 Uniform Investment Adviser Law Examination

2009-04-23

Other Names

Den Curran
Joe Curran

View on SEC IAPD